AIRWORTHINESS · DEVELOPMENT ASSURANCE · COMPLIANCE

FAA Aircraft
Certification

A field guide to the approval path for aircraft, systems, software, airborne electronic hardware, tools, and equipment qualification. Start with the certification basis and safety assessment; use standards as coordinated means of compliance.

EDUCATIONAL REFERENCE · REFERENCE UPDATED OCTOBER 5, 2026
Simulated air traffic radarFour animated aircraft targets with call signs, altitudes in feet and four-digit squawk codes. This educational graphic uses fictional traffic and is not a live navigation display.AIRSPACE / ASSURANCESIMULATIONN172GWALT 8,500 FTSQK 4521AAL218ALT 12,000 FTSQK 2634N254HWALT 6,000 FTSQK 5273SWA604ALT 10,000 FTSQK 3142NESWDFW AREA · ILLUSTRATIVE04 TARGETS · ALTITUDE FT · SQK TRANSPONDER
Simulated traffic · fictional call signs and values · not for navigation
THE FIRST PRINCIPLE

A standard is not the certificate. The FAA approves a product or article against an agreed certification basis. Advisory circulars describe accepted approaches, but applicants must coordinate the specific means of compliance, plans, data, reviews, tests, and findings for their project.

01

CERTIFICATION ROADMAP

From concept to approved production

  1. 01

    Standards

    Familiarize the FAA with the product, intended use, novel features, organization, and certification request.

  2. 02

    Definition

    Establish the certification basis, applicable regulations, special conditions, exemptions, and equivalent-safety findings.

  3. 03

    Detail

    Agree on certification plans, means of compliance, schedules, delegation, conformity, and authority involvement.

  4. 04

    Build

    Develop the design and production-quality system under configuration, supplier, and conformity controls.

  5. 05

    Test

    Complete analyses, inspections, laboratory and ground testing, flight testing, and compliance findings.

  6. 06

    Certification

    Close issues and open problem reports, finalize approved data and manuals, and obtain the design approval.

  7. 07

    Production

    Show repeatable conformity to the approved design and sustain continued operational safety after entry into service.

Roadmap aligned with the FAA’s 2026 seven-phase aircraft certification overview. A TSO authorization, STC, PMA, or other approval follows a path tailored to its regulatory purpose.

02

CORE STANDARDS

The assurance stack

DO-160GENVIRONMENT

Equipment qualification

Laboratory procedures for temperature, altitude, vibration, fluids, power input, RF susceptibility and emissions, lightning, electrostatic discharge, icing, and other installed environments.

FAA AC 21-16G ↗
DO-178CSOFTWARE

Airborne software assurance

Life-cycle objectives for planning, development, verification, configuration management, quality assurance, and certification liaison. Software level A through E follows the system safety classification.

FAA AC 20-115D ↗
DO-254HARDWARE

Airborne electronic hardware

Design assurance for complex custom devices and associated hardware evidence, including planning, requirements capture, detailed design, implementation, validation, verification, and process assurance.

FAA AC 20-152A ↗
DO-330TOOLS

Software tool qualification

Qualification objectives for tools whose output is relied upon without the verification that would otherwise detect an error, or that could fail to detect an error. Scope qualification to the claimed use and tool qualification level.

RTCA software standards ↗
ARP4754A / BSYSTEMS

Aircraft and system development

Coordinates requirements, architecture, allocation, validation, verification, integration, and development assurance. FAA AC 20-174 currently recognizes ARP4754A; coordinate use of the newer ARP4754B with the FAA for the specific project.

FAA AC 20-174 ↗
ARP4761 / 1ASAFETY

Safety assessment

Methods supporting functional hazard assessment, preliminary and final system safety assessment, common-cause analysis, fault trees, FMEA, and quantitative or qualitative safety objectives.

FAA AC 25.1309-1B ↗
03

HOW THE PIECES CONNECT

Safety drives assurance

AIRCRAFT FUNCTIONIntended behavior
→
HAZARD ANALYSISFailure condition
→
ASSURANCE LEVELDAL / IDAL
→
ITEM PROCESSSoftware + hardware
→
EVIDENCECompliance finding

Do not choose DO-178C or DO-254 levels by intuition. Classify aircraft and system failure conditions, allocate safety requirements, then flow the resulting assurance rigor to software and hardware items.

04

SUPPORTING GUIDANCE

Common extensions and adjacent domains

DO-331

Model-based development

Supplement to DO-178C for executable models and model-based verification.

DO-332

Object-oriented technology

Addresses object-oriented and related techniques used in airborne software.

DO-333

Formal methods

Defines how formal methods may satisfy or modify selected DO-178C objectives.

DO-297

Integrated modular avionics

Roles, artifacts, and assurance for shared IMA platforms, applications, and integration.

DO-200B

Aeronautical data

Data-quality processes for navigation and other installed aeronautical databases.

DO-326 / DO-356

Airworthiness security

Security process and methods for intentional unauthorized electronic interaction and connected aircraft systems.

AC 20-189

Open problem reports

FAA guidance for managing unresolved system, software, and hardware problem reports at approval.

Human factors

Crew and maintenance use

Address workload, controls, displays, alerts, foreseeable misuse, maintainability, and operational limitations early.

05

PROGRAM ADVICE

Practices that prevent late surprises

  1. Engage early.Bring the FAA or authorized representatives into novel technology, assurance, tool, COTS, multicore, cybersecurity, and standards-revision decisions before the design hardens.
  2. Make the safety case lead.Keep the FHA, PSSA, SSA, architecture, requirements, and item assurance levels synchronized as the design changes.
  3. Baseline the plans.Agree on the certification plan and domain plans before credit-bearing development and verification accumulate.
  4. Write verifiable requirements.Separate intended function, derived requirements, assumptions, interfaces, robustness, and safety constraints; resolve ambiguity before test.
  5. Protect independence.Plan who verifies what, at the required level of independence, and preserve objective evidence of reviews and results.
  6. Control every artifact.Use reproducible baselines, change impact analysis, traceability, problem reporting, supplier oversight, and auditable configuration records.
  7. Qualify only where credit is claimed.Document the exact tool functions and outputs being trusted; do not qualify an entire toolchain without a certification need.
  8. Design DO-160 with the installation.Select categories from the aircraft environment and installation, define pass/fail criteria, control test configuration, and handle deviations before entering the laboratory.
  9. Rehearse the compliance story.Before authority reviews, prove that every applicable requirement has a planned means, responsible owner, traceable evidence, status, and closure path.
06

ONE-STOP REFERENCE

Acronyms & certification documents

Find a document, its purpose and a practical place to manage it. These are reference names and recommended workflows, not a prescribed company data list. The approved plans define the actual titles, contents, owners and release process.

21 document entries

Document names, purposes and typical authoring systems
Acronym / full titleFamilyTypical home / exportPurpose & naming notes
PSAC / PHACPlan for Software / Hardware Aspects of CertificationPlanningWord → controlled PDFDefines the item, assurance level, life cycle, compliance approach, data, suppliers, tools, and authority coordination. PHAC describes how the applicant will develop and substantiate the hardware functions for the identified product.
SDP / HDPSoftware Development Plan / Hardware Design PlanPlanningWord → controlled PDFOrganizes development activities, responsibilities, standards, design methods and transitions. “Hardware Development Plan” is also a local title; DO-254 uses Hardware Design Plan.
SVP / HVPSoftware / Hardware Verification PlanPlanningWord → controlled PDFDefines verification methods, independence, environments, coverage and completion criteria. HVP alone does not necessarily cover requirements validation.
HVVPHardware Validation and Verification PlanPlanningWord → controlled PDFCommon combined plan: validation asks whether requirements are correct and complete; verification asks whether implementation meets them. Document the two activities distinctly.
SCMP / HCMPSoftware / Hardware Configuration Management PlanPlanningWord → controlled PDFDefines identification, baselines, change control, problem reporting, release and archival controls.
SQAP / HQAPSoftware / Hardware Quality Assurance PlanPlanningWord → controlled PDFHQAP ends in “Assurance Plan,” not just “Hardware Quality.” Explain its relationship to DO-254 hardware process assurance; use HPAP when that is the project’s plan title.
HPAPHardware Process Assurance PlanPlanningWord → controlled PDFDefines independent process oversight, audits, records, deviations and corrective-action closure. Can be coordinated with HQAP.
HRS / HDSHardware Requirements Standards / Hardware Design StandardsPlanningWord or controlled standards repositoryDefines writing and design conventions; link compliance checks to reviews. Acronyms and packaging vary.
HRDHardware Requirements Data / DocumentDevelopmentDOORS / DOORS Next → reviewed exportTypical requirements module: unique IDs, allocation, derived requirements, interfaces, rationale, validation status and trace links. “Document” is a common local title.
HDDHardware Design Data / DocumentDevelopmentDOORS / DOORS Next + design repositoryDescribe architecture and design decisions in modules where useful. Schematics, HDL, models and implementation files remain controlled in their engineering repositories.
HCDProject-specific title: confirm locallyDevelopmentDOORS / DOORS Next if defined by projectMay mean Hardware Conceptual Design or Hardware Configuration Data. Use the project glossary to resolve the title. Define it in the PHAC/data-item list before using it.
HVTCHardware Verification Test CasesVerificationDOORS / DOORS Next or ETMCommon local title. Captures test purpose, requirements, inputs, expected outputs, tolerances and pass/fail criteria. Link each case to the requirements it verifies.
HVTPHardware Verification Test Procedures (or Test Plan)VerificationProcedures: DOORS / DOORS Next or ETM; plan: Word/PDFAmbiguous local acronym. In a DOORS-based verification set, the title may refer to procedures; confirm the template. Procedures give executable steps; a plan sets the strategy.
HVTRHardware Verification Test Results / ReportVerificationETM or results repository → linked DOORS evidenceCommon local title. Preserve actual versus expected results, test configuration, execution records, anomalies and review approval. A DOORS export may summarize results; retain the underlying logs.
HTDHardware Traceability DataVerificationDOORS / DOORS Next → controlled reportCommon title for bidirectional links across requirements, design and verification evidence, plus unresolved gaps and justified exceptions.
HCI / SCIHardware / Software Configuration IndexCompletionConfiguration repository → controlled Word/PDFIdentifies the released item and associated life-cycle data revisions. HCI identifies the hardware baseline; SCI identifies the software baseline.
HECI / SECIHardware / Software Environment Configuration IndexCompletionTool/build repository → controlled Word/PDFIdentifies the environment needed to reproduce development and verification. For HECI include relevant workstations/OS, design and verification tools, versions/settings and qualification references; reference it from HCI.
HAS / SASHardware / Software Accomplishment SummaryCompletionWord → controlled PDFSummarizes completed activities, compliance, deviations, approved configuration and outstanding issues for the approval package.
HPARHardware Process Assurance RecordsCompletionQuality repository → controlled reportsCommon expansion; some companies title an individual document “Report.” Keep audit results, nonconformances, corrective actions and closure evidence. Confirm the exact local title.
PR / OPRProblem Report / Open Problem ReportCompletionIssue tracker → baseline-linked reportRecords defects, impact, disposition and closure. Evaluate open reports against safety, intended function and certification impact; see AC 20-189.
TQP / TASTool Qualification Plan / Tool Accomplishment SummaryToolsWord/PDF + controlled tool evidenceDO-330 software-tool qualification data when applicable. Do not assume DO-330 replaces the DO-254 tool assessment approach; agree the hardware tool approach with the authority.
Technical acronym glossary
AEHAirborne Electronic Hardware
Hardware installed in airborne systems or equipment.
HPA / HPSHardware Process Assurance / unconfirmed local abbreviation
HPA is the usual shorthand. HPS was supplied as “Hardware Process Assurance,” but is not a universal standard acronym; confirm the company glossary.
FPGAField-Programmable Gate Array
A programmable logic device; control HDL, constraints, implementation reports and the released programming image.
ASIC / PLDApplication-Specific Integrated Circuit / Programmable Logic Device
Custom hardware technologies addressed by the agreed assurance approach.
HDL / RTLHardware Description Language / Register-Transfer Level
Design source and abstraction commonly used for FPGA/ASIC implementation.
COTS / IPCommercial Off-the-Shelf / Intellectual Property
Purchased devices and reusable design blocks; their use still requires applicable assurance and integration evidence.
CM / QAConfiguration Management / Quality Assurance
Control the configuration and independently evaluate compliance with processes.
V&VValidation and Verification
Validate the requirements; verify the implementation against them.
SOIStage of Involvement
A commonly used name for staged certification authority reviews.
DAL / IDALDevelopment Assurance Level / Item Development Assurance Level
Assurance rigor allocated through system development and safety assessment; use the definitions of the applicable standard.
FHA / PSSA / SSAFunctional Hazard Assessment / Preliminary System Safety Assessment / System Safety Assessment
Safety analysis across function classification, architecture and completed implementation.
FMEA / FTA / CCAFailure Modes and Effects Analysis / Fault Tree Analysis / Common Cause Analysis
Complementary safety assessment methods.
MC/DCModified Condition/Decision Coverage
Software structural coverage criterion associated with DO-178C Level A; do not treat it as a universal hardware coverage requirement.
TQLTool Qualification Level
DO-330 classification determined by the tool criteria and applicable software level.
DER / ODADesignated Engineering Representative / Organization Designation Authorization
FAA delegation mechanisms with defined scopes of authority.
TC / STC / TSOType Certificate / Supplemental Type Certificate / Technical Standard Order
Different approval contexts. A TSO authorization is an article approval and does not by itself approve installation.
DOORS / DNGDynamic Object-Oriented Requirements System / DOORS Next Generation
IBM requirements tools. DNG is the familiar abbreviation for DOORS Next Generation. Confirm whether “NGD” in a local document means this product or another internal tool.
ELM / ETMEngineering Lifecycle Management / Engineering Test Management
IBM suite and its test-management application; link test artifacts and results to requirements in DOORS Next.
07

DOORS / DOORS NEXT

Where the evidence lives

Documents do not automatically “come from DOORS.” The project chooses its source of truth. HRD and traceability are natural requirements-tool artifacts. HDD and HCD can be modules with links to engineering files. HVTC and HVTP procedures can be modules or linked test artifacts; HVTR usually combines controlled execution evidence with a reviewed report.

01 · AUTHOR

Plans & summaries

Use controlled Word/PDF for PHAC, PSAC, development/verification/CM/assurance plans, indexes and accomplishment summaries. Link them to module baselines and data-item revisions.

02 · TRACE

Requirements & design

Use DOORS or DOORS Next for structured IDs, attributes, reviews and trace links. Keep HDL, schematics, constraints and build outputs in their controlled design repositories.

03 · EXECUTE

Cases & results

With IBM ELM, test cases, scripts and execution records can live in ETM and link to DOORS Next requirements. Classic DOORS workflows may use modules and integrations. Preserve original evidence.

04 · RELEASE

Freeze & reproduce

Baseline modules and linked configurations. Export reviewed data with IDs and versions, reconcile trace gaps, and verify that the delivered report matches the approved source baseline.

Source: IBM: linking requirements, design and test artifacts ↗. The workflow recommendations above are practical organization choices; neither the FAA nor DO-254 mandates Word or an IBM product.

EXAMPLE · ONE FPGA REQUIREMENT

Requirement → design → procedure → result

HRD-042 → HDD clock/reset design and controlled HDL revision → HVTC-019 / HVTP-019 → HVTR execution evidence → anomaly disposition → HCI release baseline. HECI identifies the tools and environment; HAS summarizes completion. Real IDs and link types follow your project’s process.

A green trace link is not proof of compliance: verify the linked artifact, review status, revision and actual result.

Hardware environment and release-index guidance: FAA AC 00-72, §3.1.1 ↗. Hardware verification strategy: FAA AC 20-152A ↗.

08

STAGES OF INVOLVEMENT

Prepare for the review, not just the presentation

SOI reviews are certification authority or authorized representative reviews of the project’s processes and evidence. Often called “audits,” they combine discussion, data sampling, demonstrations and follow-up actions. The familiar four-stage framework below is a preparation aid; coordinate scope, timing, delegation and readiness criteria with the responsible authority.

SOI 1

Planning

Can this approach satisfy the applicable objectives?

Bring controlled evidence

Baseline PSAC/PHAC and supporting plans, standards, level rationale, responsibility/independence matrix, tool strategy, supplier approach and proposed review schedule.

Be ready to demonstrate

Walk reviewers through the intended life cycle. Resolve plan gaps and record agreed actions before the project depends on an unaccepted approach.

SOI 2

Development

Are the plans being followed and is the design traceable?

Bring controlled evidence

Representative reviewed requirements, architecture/design, implementation data, derived requirements, traceability, CM records and process-assurance evidence.

Be ready to demonstrate

Demonstrate requirements-to-design links and change control. For FPGA hardware, include HDL, interfaces, constraints, clock/reset design and implementation evidence as applicable.

SOI 3

Verification

Does the evidence show the implemented item meets its requirements?

Bring controlled evidence

Reviewed cases/procedures/results, coverage and analyses, reproducible test configuration, independence evidence, anomaly reports and tool-credit rationale.

Be ready to demonstrate

Follow a requirement through the case, execution and result. Explain uncovered requirements, failures, retests and open issues using the controlled baseline.

SOI 4

Final / accomplishment

Is the certification data package complete and internally consistent?

Bring controlled evidence

HAS/SAS, HCI/SCI and environment indexes, final trace/coverage status, assurance records, deviations, open-report assessments and review-action closure.

Be ready to demonstrate

Show the final release identity and evidence completeness. Close findings or document authority-agreed dispositions; a completed review is not itself a certificate.

Before, during and after an SOI review
  1. Before: agree the agenda and data list, submit requested revisions in advance, identify owners and independent reviewers, rehearse live trace navigation, and prepare a findings/action log.
  2. During: use the agreed baseline, show the actual toolchain and evidence, explain deviations and unresolved anomalies, and record each action with owner and due date.
  3. After: make controlled corrections, assess impact on related artifacts, repeat affected verification, provide closure evidence, and obtain the agreed disposition of review findings.

Authoritative review guidance: FAA Order 8110.49A, Chapter 2 ↗ and FAA Order 8110.105B, Chapter 2 ↗. Use the licensed DO-178C / DO-254 standards for the applicable objectives and life-cycle data contents.

09

OFFICIAL STARTING POINTS

Guidance and source documents